About Securities Law Compliances

Our Securities Law Compliance services help companies adhere to regulations under SEBI, SCRA, Takeover Regulations, Insider Trading Regulations, and other applicable laws. We assist organizations in managing compliance effectively while ensuring corporate governance and regulatory adherence.

Our Services Include

• Advising on securities law like SEBI Act, SCRA, Takeover Regulations, Insider Trading Regulations, etc.
• Initial Public Offering (IPO), FPO, listing and delisting of equity/debt securities.
• Compliance of SEBI (LODR) regulations and other listing agreements, rules, and regulations.
• Providing timeline checklists for Quarterly, Half-Yearly, Annual & Event-based compliances.
• Monitoring and implementation of listing agreement compliances like Board Meetings, AGM, submissions to Stock Exchanges, approvals, financial results publications, shareholding pattern, minimum holdings, etc.
• Issue of QIPs, ESOPs by listed companies.
• Liaising & coordination with Registrar & Share Transfer Agents (RTA), Stock Exchanges, Depositories, SEBI, RBI, RD, ROC, NCLT, etc.
• Providing time/event/month-wise/quarterly/half-yearly/annual compliance checklist & certification.
• Strengthening corporate governance system of companies.
• Certifications of returns, reports, forms to be filed with Stock Exchanges.
• Proper and timely monitoring and compliance with Insider Trading Regulations.
• Compliances under SEBI ICDR guidelines.